Tag: U.S. Securities and Exchange Commission (SEC)
Trump Orders SEC to Review Proxy Adviser Rules in ESG Rebuke
President Donald Trump issued an executive order seeking to limit...
SEC Chief Wants to Boost IPOs by Easing Rules for Small Firms
The nation’s top securities regulator is planning to make it...
SEC to Drop Controversial SolarWinds Cyberattack Lawsuit
The US Securities and Exchange Commission will drop its landmark...
Reviving RadioShack Online Turned Into Ponzi Scheme, SEC Claims
A company that snatched up distressed brick-and-mortar brands including RadioShack...
SEC Chair Says Markets Can Decide ‘Cadence’ of Company Reports
Investors and banks are likely to help set any new...
SEC Hands Victory to IPO Issuers Who Want to Avoid Class-Action Lawsuits
The U.S. securities regulator on Wednesday said it would allow...
SEC Poised to Review IPO Bar on Mandatory Shareholder Arbitration
Wall Street’s top regulator will on Wednesday consider a policy...
SEC ‘Prioritizing’ Trump’s Push to Cull Quarterly Reporting
Wall Street’s main regulator said it is “prioritizing” a proposal...
US Appeals Court Hits Pause on Challenges to SEC Climate Rule
A federal appeals court on Friday said it was pausing...
Wall Street Regulator Says it Has Concerns Over European ESG Rules
Wall Street’s top regulator on Wednesday criticized two recent European...
SEC Chair Lays Out Sweeping Plans to Accommodate Crypto
The head of the U.S. securities regulator unveiled sweeping plans...